Important Information Sheet (IFA)

Sales and Brokerage of Investment-Type Financial Products

Important Information Sheet (Financial Services Provider Edition)

Basic Information

We are an intermediary engaged in the sale and brokerage of financial products to customers

Company Name	FP Partner Inc.
Registration Number	No. 917 issued by the Director-General of the Kanto Local Finance Bureau (financial instruments intermediary service provider)
Affiliated Financial Instruments Business Operators	●PWM Japan Securities Registration number: Kanto Local Finance Bureau (FIBO) No. 50 Member associations: Japan Securities Dealers Association Type II Financial Instruments Firms Association ●SBI SECURITIES Co., Ltd. Registration number: Kanto Local Finance Bureau (FIBO) No. 44, commodity derivatives broker Member associations: Japan Securities Dealers Association The Financial Futures Association of Japan Type II Financial Instruments Firms Association Japan Security Token Offering Association The Commodity Futures Association of Japan Japan Virtual and Crypto assets Exchange Association ●Rakuten Securities, Inc. Registration number: Kanto Local Finance Bureau (FIBO) No. 195, commodity derivatives broker Member associations: Japan Securities Dealers Association The Financial Futures Association of Japan The Commodity Futures Association of Japan Type II Financial Instruments Firms Association Japan Investment Advisers Association
Member Associations	Insurance Independent Agency Association Independent Insurance Agents of Japan, Inc. Independent Insurance Agents of Tokyo, Inc.
Website with FP Partner’s Company Profile	https://www.fpp.jp/en/

Product Lineup

Basic Information

The following are the types of products we can offer to customers:

Deposits (non-investment)	No	Deposits (investment)	No
Japanese stocks	Yes	Foreign stocks	Yes
Yen-denominated bonds	Yes	Foreign-currency-denominated bonds	Yes
Japanese stocks	Yes	Foreign stocks	Yes
Special bonds (e.g., structured bonds)	Yes	Investment trusts	Yes
Wrap accounts	Yes	ETFs, ETNs	Yes
REITs	Yes	Other listed products	Yes
Insurance (no investment risk)	Yes	Insurance (with investment risk)	Yes
Other products		ー	ー

Approach to Product Lineup

Product selection concept and considerations are as follows

We offer a diverse product lineup to meet the needs of our customers.
Financial needs change as you move through different life stages - depending on your age, family situation, and other factors.
We want you to enjoy life with confidence. That’s why we provide financial plans, not just insurance, designed to fit your needs.
We also offer long-term wealth building plans tailored to your life goals and evolving needs.

Contact Point for Customer Complaints and Inquiries

Customer Consultation Desk	Phone number: +81-3-5843-6535 Hours: Weekdays 9 a.m. to 5 p.m.
Financial Instruments Mediation Assistance Center (FINMAC)	Phone number: 0120-64-5005 Hours: Weekdays 9 a.m. to 5 p.m.
Financial Services Agency’s Consultation Desk for Financial Services Users	0570-016811 (+81-3-5251-6811)

*For the consultation desks of affiliated financial instruments business operators, please refer to the pre-contract documents provided by each operator.